Financial ADVSR advisor directory · SEC adviser records
LPL Enterprise, LLC financial advisors in San Jose, CA
Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in San Jose, A to Z.
The short answer
30 registered advisors work at LPL Enterprise, LLC in San Jose, out of 2,870 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 30 are also registered broker representatives.
LPL Enterprise, LLC advisors in San Jose, A to Z
Every LPL Enterprise, LLC advisor →- James G. ChandlerAlso a broker rep
- Rajesh CheethiralaAlso a broker rep
- Sharon ChenAlso a broker rep
- Nathaniel ChunAlso a broker rep
- Lori E. Fujikawa-CaseyAlso a broker rep
- Hyun Soo JeonAlso a broker rep
- Anna M. LoegeringAlso a broker rep
- Ye LuoAlso a broker rep
- Jeannie T. MainlandAlso a broker rep
- Silphy OuAlso a broker rep
- Vanessa W. PanAlso a broker rep
- Veronica ParengkuanAlso a broker rep
- Peyvand PourhosseiniChartered Financial Consultant · Also a broker rep
- Irma I. QuinonesChartered Financial Consultant · Also a broker rep
- Lindsay A. RaapAlso a broker rep
- Paritosh RajoraAlso a broker rep
- Fred D. RiceAlso a broker rep
- Marc RothAlso a broker rep
- Carlos F. RuizAlso a broker rep
- David SanepourAlso a broker rep
- Jo Laurie SchmeltzerAlso a broker rep
- David M. SolomonAlso a broker rep
- Monika TanwarAlso a broker rep
- Mark A. TaylorAlso a broker rep
- Sophey P. TietAlso a broker rep
- Xia WangChartered Financial Consultant · Also a broker rep
- Yin H. WangAlso a broker rep
- Gregory Wood Jr.Also a broker rep
- Arshia ZahabiAlso a broker rep
- Siyuan ZhangAlso a broker rep
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LPL Enterprise, LLC advisors in other cities
Bedminster, NJ 60Irvine, CA 59Troy, MI 55Indianapolis, IN 51Warrington, PA 45Holmdel, NJ 43Melville, NY 42Atlanta, GA 39St Louis, MO 37New York, NY 35Cockeysville, MD 34Tampa, FL 34Houston, TX 32San Diego, CA 31St Louis Park, MN 31
Other firms in San Jose
All San Jose advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14
Questions
How many financial advisors does LPL Enterprise, LLC have in San Jose?
30 investment adviser representatives are registered at LPL Enterprise, LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,870 nationwide. 0 list the CFP designation and 30 are also registered as broker representatives.
Is LPL Enterprise, LLC one of the largest advisor employers in San Jose?
LPL Enterprise, LLC ranks number 8 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a LPL Enterprise, LLC advisor in San Jose?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.