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RBC Capital Markets, LLC financial advisors in San Jose, CA
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in San Jose, A to Z.
The short answer
20 registered advisors work at RBC Capital Markets, LLC in San Jose, out of 3,473 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 20 are also registered broker representatives.
RBC Capital Markets, LLC advisors in San Jose, A to Z
Every RBC Capital Markets, LLC advisor →- Lisa A. BallAlso a broker rep
- Brad F. BaronAlso a broker rep
- Ronald L. ChapmanAlso a broker rep
- Jarrad J. DimaggioAlso a broker rep
- Jimmy J. GalindoAlso a broker rep
- Linh L. HoangAlso a broker rep
- Lucie HonosutomoAlso a broker rep
- Tracey V. LeddaAlso a broker rep
- Ruby Y. LinAlso a broker rep
- Yan Chyrle F. MaxilumAlso a broker rep
- Ayesha MuzaffarAlso a broker rep
- James E. NielsenAlso a broker rep
- Carlton B. PaceAlso a broker rep
- Justin H. ParkhurstAlso a broker rep
- Clifton SantikulAlso a broker rep
- Ethan J. SantikulAlso a broker rep
- Gary D. SargentiAlso a broker rep
- Julie Y. ShiehAlso a broker rep
- Kristian P. SorensenAlso a broker rep
- Nicolas StgemeAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36
Other firms in San Jose
All San Jose advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23UBS Financial Services Inc. 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14
Questions
How many financial advisors does RBC Capital Markets, LLC have in San Jose?
20 investment adviser representatives are registered at RBC Capital Markets, LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 0 list the CFP designation and 20 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in San Jose?
RBC Capital Markets, LLC ranks number 10 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a RBC Capital Markets, LLC advisor in San Jose?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.