Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in San Jose, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in San Jose, A to Z.
The short answer
48 registered advisors work at LPL Financial LLC in San Jose, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 8 list the CFP designation and 48 are also registered broker representatives.
LPL Financial LLC advisors in San Jose, A to Z
Every LPL Financial LLC advisor →- Fred D. AbajeloAlso a broker rep
- Robert W. AlbertAlso a broker rep
- Paula AllenAlso a broker rep
- Maninder S. BudwalAlso a broker rep
- John L. CallanAlso a broker rep
- Michael W. CaulkinsAlso a broker rep
- Wallace C. ChuCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Kyle Y. ChuangCertified Financial Planner · Also a broker rep
- Thomas E. CochranAlso a broker rep
- Carlos CurielAlso a broker rep
- Pamela S. FlournoyCertified Financial Planner · Also a broker rep
- Allyson L. Flournoy WootenAlso a broker rep
- Ruth B. FreitasAlso a broker rep
- Robert Galindo Jr.Also a broker rep
- Jonathan J. GervaisAlso a broker rep
- Curran B. HartAlso a broker rep
- Art HeAlso a broker rep
- Gayl B. HynekAlso a broker rep
- Anna K. JacobsAlso a broker rep
- Raymond J. KongAlso a broker rep
- Gregory S. LindahlAlso a broker rep
- Johnpaul LonardoAlso a broker rep
- Marie C. LoydAlso a broker rep
- Robert S. MinAlso a broker rep
- Sheri H. PanCertified Financial Planner · Also a broker rep
- Joleen M. ParsonsAlso a broker rep
- Matthew J. PrenticeAlso a broker rep
- Kevin R. ProceviatAlso a broker rep
- Leslie W. ProceviatAlso a broker rep
- Anil G. RatnaniAlso a broker rep
- Zachary RaymanAlso a broker rep
- Lev Y. RevutskyAlso a broker rep
- Amado Q. Rivera Jr.Certified Financial Planner · Also a broker rep
- Brent RossCertified Financial Planner · Also a broker rep
- Dominick RuizAlso a broker rep
- Lizandro M. SalazarAlso a broker rep
- Samineh N. ShaeghiCertified Financial Planner · Also a broker rep
- Steven M. ShiehAlso a broker rep
- Nicolas P. TabellionAlso a broker rep
- Christian S. TiceCertified Financial Planner · Also a broker rep
- Alexander A. TorshiziAlso a broker rep
- Xuan T. TranAlso a broker rep
- Franz M. VaiarelloAlso a broker rep
- David J. VanderzwaagAlso a broker rep
- Thomas D. VanderzwaagAlso a broker rep
- Justin C. WrightAlso a broker rep
- Wenjun YangAlso a broker rep
- Gregory E. YuenAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in San Jose
All San Jose advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14
Questions
How many financial advisors does LPL Financial LLC have in San Jose?
48 investment adviser representatives are registered at LPL Financial LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 8 list the CFP designation and 48 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in San Jose?
LPL Financial LLC ranks number 5 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a LPL Financial LLC advisor in San Jose?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.