Adviser and broker representative · LPL Financial LLC
Nicolas P. Tabellion
CRD 4718102 · San Jose, CA
At a glance
Nicolas P. Tabellion is an investment adviser representative with LPL Financial LLC in San Jose, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicolas’s SEC record dates to 2004, about 22 years ago. Nicolas is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince July 2013San Jose, CA · $819B in regulatory assets
- The Wealth Consulting GroupSince August 2025San Jose, CA · $6.3B in regulatory assets
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Nicolas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.