Financial ADVSR advisor directory · SEC adviser records
Ameriprise Financial Services, LLC financial advisors in San Jose, CA
Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in San Jose, A to Z.
The short answer
49 registered advisors work at Ameriprise Financial Services, LLC in San Jose, out of 11,734 at the firm nationwide; it ranks number 6 in the city by advisors. 6 list the CFP designation and 49 are also registered broker representatives.
Ameriprise Financial Services, LLC advisors in San Jose, A to Z
Every Ameriprise Financial Services, LLC advisor →- Robert J. Adams Jr.Also a broker rep
- Michael J. AdiutoriCertified Financial Planner · Also a broker rep
- Stephanie N. AtallaAlso a broker rep
- Richard C. BolognaAlso a broker rep
- Joanne M. CiroccoAlso a broker rep
- Sarah F. ClishCertified Financial Planner · Also a broker rep
- David A. CooperAlso a broker rep
- Spencer D. CrumeAlso a broker rep
- Clarissa R. DayoanAlso a broker rep
- Diana DiroccoAlso a broker rep
- Todd C. FerreiraAlso a broker rep
- Joseph GuttadauroAlso a broker rep
- Emmanuel J. HuerecaAlso a broker rep
- Steven R. IsaacsonAlso a broker rep
- Demitra S. KabitsisAlso a broker rep
- Spiridon KabitsisAlso a broker rep
- Chi H. KimAlso a broker rep
- James P. KirwanAlso a broker rep
- Lisa L. KoppanyiAlso a broker rep
- Thuy P. LeAlso a broker rep
- Lesley J. LemessurierAlso a broker rep
- Barbara M. LittlepageAlso a broker rep
- Davin J. LundgrenAlso a broker rep
- Luiz Carlos C. MacedoAlso a broker rep
- Antoine MalouinAlso a broker rep
- Daniel E. MartinAlso a broker rep
- Deborah J. McKellarAlso a broker rep
- Humberto Mendivil Jr.Also a broker rep
- Phil NguyenAlso a broker rep
- Bradley K. NovalAlso a broker rep
- James J. ParkAlso a broker rep
- Chad J. ParkerCertified Financial Planner · Also a broker rep
- Phuong V. PhamAlso a broker rep
- Luzaida V. PietriCertified Financial Planner · Also a broker rep
- Jeffrey T. RaegenAlso a broker rep
- Leon A. RoatAlso a broker rep
- James RohnCertified Financial Planner · Also a broker rep
- Dinesh K. SawalAlso a broker rep
- Malyssa A. SchielkeAlso a broker rep
- Arshdeep SinghAlso a broker rep
- Eric P. StrykerCertified Financial Planner · Also a broker rep
- Jason A. StyczynskiAlso a broker rep
- Ophelia SwenAlso a broker rep
- Zhiqi TangAlso a broker rep
- Chia-An G. WangAlso a broker rep
- Adam H. WardAlso a broker rep
- Chia Ling Cherene WongAlso a broker rep
- Heather K. WoodAlso a broker rep
- Thomas WoodellAlso a broker rep
Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →
Ameriprise Financial Services, LLC advisors in other cities
Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63
Other firms in San Jose
All San Jose advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14
Questions
How many financial advisors does Ameriprise Financial Services, LLC have in San Jose?
49 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 6 list the CFP designation and 49 are also registered as broker representatives.
Is Ameriprise Financial Services, LLC one of the largest advisor employers in San Jose?
Ameriprise Financial Services, LLC ranks number 6 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a Ameriprise Financial Services, LLC advisor in San Jose?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.