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Chief Compliance Officer, Owner, IAR · Potentia Wealth

Kevin C. Swanson

CRD 4723624 · Named on Form ADV at one SEC-registered adviser

At a glance

Potentia Wealth, an SEC-registered wealth manager based in SAN Jose, CA with $569 million in regulatory assets, lists Kevin C. Swanson on its Form ADV as Chief Compliance Officer, Owner, IAR, a control person.

Firms and roles

  • Potentia WealthChief Compliance Officer, Owner, IARWealth manager · SAN Jose, CA · $569M in regulatory assets

AtlasMembers

Kevin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.