Adviser and broker representative · Wells Fargo Clearing Services, LLC
Jeffrey S. Froshman
CRD 2805139 · San Jose, CA
At a glance
Jeffrey S. Froshman is an investment adviser representative with Wells Fargo Clearing Services, LLC in San Jose, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Jeffrey’s SEC record dates to 2003, about 23 years ago. Jeffrey is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Wells Fargo Clearing Services, LLCSince November 2010San Jose, CA · $671B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Jeffrey’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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