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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in San Jose, A to Z.

The short answer

12 registered advisors work at Cetera Investment Advisers LLC in San Jose, out of 9,253 at the firm nationwide; it ranks number 15 in the city by advisors. 3 list the CFP designation and 12 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in San Jose, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18

Questions

How many financial advisors does Cetera Investment Advisers LLC have in San Jose?

12 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 3 list the CFP designation and 12 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in San Jose?

Cetera Investment Advisers LLC ranks number 15 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Cetera Investment Advisers LLC advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.