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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in La Jolla, CA

Every SEC-registered investment adviser representative at a firm office in La Jolla, with the firms that employ the most of them.

490 registered advisors work in La Jolla; the most are at Morgan Stanley (69). 0 list the CFP designation and 352 are also registered broker representatives.

Firms with the most advisors in La Jolla

FirmAdvisors in La Jolla
Morgan Stanley news69
Merrill Lynch, Pierce, Fenner & Smith Incorporated news52
Alphacore Capital LLC47
Wells Fargo Clearing Services, LLC news41
UBS Financial Services Inc. news40
LPL Financial LLC news27
Brandes Investment Partners, LP15
Charles Schwab & Co., Inc. news15
Osaic Wealth, Inc. news12
Integrated Wealth Concepts LLC11
J.P. Morgan Securities LLC news10
RBC Capital Markets, LLC news10
Private Portfolio, Inc.8
Ameriprise Financial Services, LLC news7
Financial Alternatives, Inc.7
MML Investors Services, LLC7
Wells Fargo Advisors Financial Network, LLC news7
Canter Wealth6
Wedbush Securities Inc.6
Jet Wealth Advisors5
Castle Coast Wealth, LLC4
Coastwise Capital Group, LLC4
LPL Enterprise, LLC news4
Northwestern Mutual Investment Services, LLC4
RBC Securities, Inc. news4

Advisors in La Jolla, A to Z (first 300 of 490)

Search all of California →

Other cities in California

All of California →

San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359Folsom 325

Questions

How many financial advisors are in La Jolla, CA?

490 investment adviser representatives are registered at firm offices in La Jolla, California, according to the SEC's Investment Adviser Public Disclosure records. 352 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in La Jolla?

Morgan Stanley, with 69 registered advisors in La Jolla, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 52.

How do I check a financial advisor in La Jolla?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.