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Chief Compliance Officer · Carter Financial, LLC

CHRISTINA M. Hammann

CRD 6405356 · Named on Form ADV at one SEC-registered adviser

At a glance

Carter Financial, LLC, an SEC-registered wealth manager based in La Jolla, CA with $282 million in regulatory assets, lists CHRISTINA M. Hammann on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Carter Financial, LLCChief Compliance OfficerWealth manager · La Jolla, CA · $282M in regulatory assets

AtlasMembers

CHRISTINA’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For CHRISTINA’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.