Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in La Jolla, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in La Jolla, A to Z.
The short answer
36 registered advisors work at UBS Financial Services Inc. in La Jolla, out of 8,475 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 36 are also registered broker representatives.
UBS Financial Services Inc. advisors in La Jolla, A to Z
Every UBS Financial Services Inc. advisor →- Nichole Elizabeth E. AdamsAlso a broker rep
- Michael S. AndersonChartered Financial Analyst · Also a broker rep
- Rachel A. ArendtAlso a broker rep
- Lisa M. ArmacostCertified Financial Planner · Also a broker rep
- Frank F. BaldwinAlso a broker rep
- William D. CampanaAlso a broker rep
- David J. CynkinAlso a broker rep
- Brian J. DonaldsonAlso a broker rep
- Jeffrey R. DuniganAlso a broker rep
- Jennifer K. DunnAlso a broker rep
- Laura FettermanAlso a broker rep
- Edward A. GabrielyanAlso a broker rep
- Austin P. GilbertsonAlso a broker rep
- Gerald C. GoldmannAlso a broker rep
- Braydon J. HamiltonCertified Financial Planner · Also a broker rep
- Kurt B. HoffmanAlso a broker rep
- Trevor HowardAlso a broker rep
- Alexander HowellAlso a broker rep
- Lynn D. HunterAlso a broker rep
- Stephen M. LafataAlso a broker rep
- Bradley A. MaienscheinAlso a broker rep
- John C. MarshAlso a broker rep
- Peter D. MartinAlso a broker rep
- Glenn A. MosierAlso a broker rep
- Gregg H. PalmerAlso a broker rep
- Jared L. PapinAlso a broker rep
- Michael D. QuarantaAlso a broker rep
- Casey A. RaderCertified Financial Planner · Also a broker rep
- Christopher S. RadiciAlso a broker rep
- Lacy A. RutterAlso a broker rep
- Glenn L. SageAlso a broker rep
- Christian Edward SeiberAlso a broker rep
- Stephen J. SeiberAlso a broker rep
- Scott J. SugarmanAlso a broker rep
- Anton TkachenkoAlso a broker rep
- Michael T. TusanAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in La Jolla
All La Jolla advisors →Morgan Stanley 67Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Alphacore Capital LLC 43Wells Fargo Clearing Services, LLC 40LPL Financial LLC 25Charles Schwab & Co., Inc. 16Brandes Investment Partners, LP 14Osaic Wealth, Inc. 11Integrated Wealth Concepts LLC 10J.P. Morgan Securities LLC 9Wells Fargo Advisors Financial Network, LLC 9Private Portfolio, Inc. 8
Questions
How many financial advisors does UBS Financial Services Inc. have in La Jolla?
36 investment adviser representatives are registered at UBS Financial Services Inc. offices in La Jolla, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 3 list the CFP designation and 36 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in La Jolla?
UBS Financial Services Inc. ranks number 5 in La Jolla by registered advisors; Morgan Stanley has the most, with 67.
How do I check a UBS Financial Services Inc. advisor in La Jolla?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.