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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Rafael, CA

Every SEC-registered investment adviser representative at a firm office in San Rafael, with the firms that employ the most of them.

394 registered advisors work in San Rafael; the most are at Global Retirement Partners LLC (181). 67 list the CFP designation and 246 are also registered broker representatives.

Firms with the most advisors in San Rafael

FirmAdvisors in San Rafael
Global Retirement Partners LLC181
Morgan Stanley news32
Wealthspire Advisors news14
Stonebridge Financial Group12
LPL Financial LLC news9
Stifel, Nicolaus & Company, Incorporated news8
Raymond James & Associates, Inc. news7
Ameriprise Financial Services, LLC news6
Meritas Wealth Management, LLC6
O'Donnell Financial Services, LLC6
The Putney Financial Group LLC6
McClurg Capital Corporation5
Westhill Financial Advisors, Inc.5
Fiduciary Financial Group, LLC4
Hcm Wealth4
J.P. Morgan Securities LLC news4
Independent Financial Group, LLC3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Osaic Wealth, Inc. news3
Stewart Wealth Management, Inc.3
Strategic Advisers LLC3
Wells Fargo Clearing Services, LLC news3
Wulff, Hansen & Co.3
Ameritas Advisory Services, LLC2
Cambridge Investment Research Advisors, Inc. news2

Advisors in San Rafael, A to Z (first 300 of 394)

CFP advisors in San Rafael →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Mateo 354Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in San Rafael, CA?

394 investment adviser representatives are registered at firm offices in San Rafael, California, according to the SEC's Investment Adviser Public Disclosure records. 246 of them are also registered as broker representatives, and 67 list the CFP designation.

Which firm has the most financial advisors in San Rafael?

Global Retirement Partners LLC, with 181 registered advisors in San Rafael, followed by Morgan Stanley with 32.

How do I check a financial advisor in San Rafael?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.