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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in San Rafael, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in San Rafael, A to Z.

The short answer

9 registered advisors work at LPL Financial LLC in San Rafael, out of 21,098 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 9 are also registered broker representatives.

LPL Financial LLC advisors in San Rafael, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in San Rafael

All San Rafael advisors →

Global Retirement Partners LLC 181Morgan Stanley 32Wealthspire Advisors 14Stonebridge Financial Group 12Stifel, Nicolaus & Company, Incorporated 8Raymond James & Associates, Inc. 7Ameriprise Financial Services, LLC 6Meritas Wealth Management, LLC 6O'Donnell Financial Services, LLC 6The Putney Financial Group LLC 6McClurg Capital Corporation 5Westhill Financial Advisors, Inc. 5

Questions

How many financial advisors does LPL Financial LLC have in San Rafael?

9 investment adviser representatives are registered at LPL Financial LLC offices in San Rafael, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 2 list the CFP designation and 9 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in San Rafael?

LPL Financial LLC ranks number 5 in San Rafael by registered advisors; Global Retirement Partners LLC has the most, with 181.

How do I check a LPL Financial LLC advisor in San Rafael?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.