Adviser and broker representative · The Putney Financial Group LLC
Terry L. Allen
CRD 1477937 · San Rafael, CA
At a glance
Terry L. Allen is an investment adviser representative with The Putney Financial Group LLC in San Rafael, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Terry’s SEC record dates to 2004, about 21 years ago. Terry is also registered as a broker representative.
Current advisory firm
- The Putney Financial Group LLCSince June 2019San Rafael, CA · $205M in regulatory assets
SEC adviser record
- Registered since
- 2004 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Terry’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.