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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in San Rafael, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in San Rafael, A to Z.
The short answer
3 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Rafael, out of 22,881 at the firm nationwide; it ranks number 18 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in San Rafael, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- Michelle H. ChenAlso a broker rep
- Alexander J. KithasAlso a broker rep
- Sweeti S. ShahAlso a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in San Rafael
All San Rafael advisors →Global Retirement Partners LLC 181Morgan Stanley 32Wealthspire Advisors 14Stonebridge Financial Group 12LPL Financial LLC 9Stifel, Nicolaus & Company, Incorporated 8Raymond James & Associates, Inc. 7Ameriprise Financial Services, LLC 6Meritas Wealth Management, LLC 6O'Donnell Financial Services, LLC 6The Putney Financial Group LLC 6McClurg Capital Corporation 5
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in San Rafael?
3 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in San Rafael, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in San Rafael?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 18 in San Rafael by registered advisors; Global Retirement Partners LLC has the most, with 181.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in San Rafael?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.