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Founder/managing Member/chief Compliance Officer · The Putney Financial Group LLC

Raymond L. Lent

CRD 817645 · Named on Form ADV at one SEC-registered adviser

At a glance

The Putney Financial Group LLC, an SEC-registered wealth manager based in SAN Rafael, CA with $205 million in regulatory assets, lists Raymond L. Lent on its Form ADV as Founder/managing Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.