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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Woodland Hills, CA

Every SEC-registered investment adviser representative at a firm office in Woodland Hills, with the firms that employ the most of them.

The short answer

343 registered advisors work in Woodland Hills; the most are at Morgan Stanley (46). 39 list the CFP designation and 270 are also registered broker representatives.

Firms with the most advisors in Woodland Hills

FirmAdvisors in Woodland Hills
Morgan Stanley news46
Wells Fargo Clearing Services, LLC news39
LPL Financial LLC news21
Merrill Lynch, Pierce, Fenner & Smith Incorporated news18
Tamar Securities, LLC15
Equitable Advisors, LLC news14
Strategic Advisers LLC14
Charles Schwab & Co., Inc. news13
Cetera Investment Advisers LLC news11
Lincoln Investment11
Ameriprise Financial Services, LLC news9
Osaic Wealth, Inc. news9
Raymond James Financial Services Advisors, Inc. news9
Mercer Global Advisors Inc.6
Providence Financial And Insurances, Inc.6
Raymond James & Associates, Inc. news6
Transamerica Financial Advisors, LLC6
Pfs Investments Inc.5
Integrated Wealth Concepts LLC4
Wells Fargo Advisors Financial Network, LLC news4
Cetera Planning Partners news3
J.P. Morgan Securities LLC news3
Mariner news3
Pure Financial Advisors, LLC3
State Farm Investment Management Corp.3

Advisors in Woodland Hills, A to Z (first 300 of 343)

CFP advisors in Woodland Hills →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407San Mateo 350Long Beach 341Folsom 302

Questions

How many financial advisors are in Woodland Hills, CA?

343 investment adviser representatives are registered at firm offices in Woodland Hills, California, according to the SEC's Investment Adviser Public Disclosure records. 270 of them are also registered as broker representatives, and 39 list the CFP designation.

Which firm has the most financial advisors in Woodland Hills?

Morgan Stanley, with 46 registered advisors in Woodland Hills, followed by Wells Fargo Clearing Services, LLC with 39.

How do I check a financial advisor in Woodland Hills?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.