Adviser and broker representative · Charles Schwab & Co., Inc.
Seth T. Gray
CRD 2549463 · Woodland Hills, CA
At a glance
Seth T. Gray is an investment adviser representative with Charles Schwab & Co., Inc. in Woodland Hills, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Seth’s SEC record dates to 2002, about 24 years ago. Seth is also registered as a broker representative.
Current advisory firm
- Charles Schwab & Co., Inc.Since July 2009Woodland Hills, CA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Seth’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.