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Managing Member and Chief Compliance Officer · Hesen & Haslam

Mitchell H. Hesen

CRD 1054400 · Named on Form ADV at one SEC-registered adviser

At a glance

Hesen & Haslam, an SEC-registered wealth manager based in Woodland Hills, CA with $284 million in regulatory assets, lists Mitchell H. Hesen on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • Hesen & HaslamManaging Member and Chief Compliance OfficerWealth manager · Woodland Hills, CA · $284M in regulatory assets

AtlasMembers

Mitchell’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mitchell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.