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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Santa Barbara, CA

Every SEC-registered investment adviser representative at a firm office in Santa Barbara, with the firms that employ the most of them.

422 registered advisors work in Santa Barbara; the most are at Mission Wealth Management, LP (47). 94 list the CFP designation and 233 are also registered broker representatives.

Firms with the most advisors in Santa Barbara

FirmAdvisors in Santa Barbara
Mission Wealth Management, LP47
Wells Fargo Clearing Services, LLC news38
Morgan Stanley news30
Merrill Lynch, Pierce, Fenner & Smith Incorporated news24
Cerity Partners LLC news12
Strategic Advisers LLC12
UBS Financial Services Inc. news12
Centaurus Financial, Inc.11
Avalan, LLC10
LPL Financial LLC news10
Painted Porch Advisors LLC10
Channel Wealth, LLC9
Charles Schwab & Co., Inc. news9
Raymond James & Associates, Inc. news9
Mercer Global Advisors Inc.8
Ameriprise Financial Services, LLC news6
Ariadne Wealth Management, LP6
Arlington Financial Advisors, LLC6
Cetera Investment Advisers LLC news6
Edward Jones news6
Stifel, Nicolaus & Company, Incorporated news6
The Ameriflex Group6
J.P. Morgan Securities LLC news5
Planmember Securities Corporation5
Merus Advisors, LLC4

Advisors in Santa Barbara, A to Z (first 300 of 422)

CFP advisors in Santa Barbara →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in Santa Barbara, CA?

422 investment adviser representatives are registered at firm offices in Santa Barbara, California, according to the SEC's Investment Adviser Public Disclosure records. 233 of them are also registered as broker representatives, and 94 list the CFP designation.

Which firm has the most financial advisors in Santa Barbara?

Mission Wealth Management, LP, with 47 registered advisors in Santa Barbara, followed by Wells Fargo Clearing Services, LLC with 38.

How do I check a financial advisor in Santa Barbara?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.