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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Santa Barbara, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Santa Barbara, A to Z.

The short answer

12 registered advisors work at UBS Financial Services Inc. in Santa Barbara, out of 8,476 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

UBS Financial Services Inc. advisors in Santa Barbara, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Santa Barbara

All Santa Barbara advisors →

Mission Wealth Management, LP 46Wells Fargo Clearing Services, LLC 41Morgan Stanley 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 23Centaurus Financial, Inc. 12LPL Financial LLC 12Strategic Advisers LLC 12Cerity Partners LLC 11Avalan, LLC 10Painted Porch Advisors LLC 10Channel Wealth, LLC 9Charles Schwab & Co., Inc. 9

Questions

How many financial advisors does UBS Financial Services Inc. have in Santa Barbara?

12 investment adviser representatives are registered at UBS Financial Services Inc. offices in Santa Barbara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Santa Barbara?

UBS Financial Services Inc. ranks number 8 in Santa Barbara by registered advisors; Mission Wealth Management, LP has the most, with 46.

How do I check a UBS Financial Services Inc. advisor in Santa Barbara?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.