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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Santa Barbara, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Santa Barbara, A to Z.

The short answer

9 registered advisors work at Charles Schwab & Co., Inc. in Santa Barbara, out of 5,937 at the firm nationwide; it ranks number 13 in the city by advisors. 2 list the CFP designation and 9 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Santa Barbara, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Santa Barbara

All Santa Barbara advisors →

Mission Wealth Management, LP 47Wells Fargo Clearing Services, LLC 38Morgan Stanley 30Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Cerity Partners LLC 12Strategic Advisers LLC 12UBS Financial Services Inc. 12Centaurus Financial, Inc. 11Avalan, LLC 10LPL Financial LLC 10Painted Porch Advisors LLC 10Channel Wealth, LLC 9

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Santa Barbara?

9 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Santa Barbara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 2 list the CFP designation and 9 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Santa Barbara?

Charles Schwab & Co., Inc. ranks number 13 in Santa Barbara by registered advisors; Mission Wealth Management, LP has the most, with 47.

How do I check a Charles Schwab & Co., Inc. advisor in Santa Barbara?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.