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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Santa Barbara, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Santa Barbara, A to Z.

The short answer

12 registered advisors work at LPL Financial LLC in Santa Barbara, out of 21,094 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

LPL Financial LLC advisors in Santa Barbara, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Santa Barbara

All Santa Barbara advisors →

Mission Wealth Management, LP 47Wells Fargo Clearing Services, LLC 38Morgan Stanley 30Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Cerity Partners LLC 12Strategic Advisers LLC 12UBS Financial Services Inc. 12Centaurus Financial, Inc. 11Avalan, LLC 10Painted Porch Advisors LLC 10Channel Wealth, LLC 9Charles Schwab & Co., Inc. 9

Questions

How many financial advisors does LPL Financial LLC have in Santa Barbara?

12 investment adviser representatives are registered at LPL Financial LLC offices in Santa Barbara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Santa Barbara?

LPL Financial LLC ranks number 10 in Santa Barbara by registered advisors; Mission Wealth Management, LP has the most, with 47.

How do I check a LPL Financial LLC advisor in Santa Barbara?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.