Adviser and broker representative · Certis Capital Management, Inc.
Todd Dawes
CRD 4547462 · Santa Barbara, CA
At a glance
Todd Dawes is an investment adviser representative with Certis Capital Management, Inc. in Santa Barbara, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Todd’s SEC record dates to 2002, about 24 years ago. Todd is also registered as a broker representative.
Current advisory firms
- Certis Capital Management, Inc.Since January 2015Santa Barbara, CA · $256M in regulatory assets
- Merus Advisors, LLCSince September 2016Santa Barbara, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Todd’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.