Investment adviser representative · Dunvegan Associates Inc.
Alvin C. Moore Jr.
CRD 1163038 · Santa Barbara, CA
At a glance
Alvin C. Moore Jr. is an investment adviser representative with Dunvegan Associates Inc. in Santa Barbara, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alvin’s SEC record dates to 2003, about 22 years ago.
Current advisory firm
- Dunvegan Associates Inc.Since September 2017Santa Barbara, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2003 (22 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Alvin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.