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S.v.p. · First Wilshire Securities Management, Inc.

Thomas H. Hanson

CRD 603752 · Named on Form ADV at 2 SEC-registered advisers

At a glance

First Wilshire Securities Management, Inc., an SEC-registered wealth manager based in Pasadena, CA with $415 million in regulatory assets, lists Thomas H. Hanson on its Form ADV as S.v.p., a control person. The SEC filings also name Thomas at 1 other registered adviser.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Scott W. HoodChairman & CFO, First Wilshire Securities Management, Inc.
  • Nicole E. GreenChief Operating Officer, First Wilshire Securities Management, Inc.
  • Howard H. LuPresident & CEO, First Wilshire Securities Management, Inc.
  • William A. CatonPortfolio Manager, First Wilshire Securities Management, Inc.
  • George A. HenningCEO, Chairman, Director, Pacific Global Investment Management Company

3 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.