Financial ADVSR advisor directory · SEC adviser records
Stifel, Nicolaus & Company, Incorporated financial advisors in Santa Barbara, CA
Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Santa Barbara, A to Z.
The short answer
7 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Santa Barbara, out of 3,111 at the firm nationwide; it ranks number 16 in the city by advisors. 3 list the CFP designation and 7 are also registered broker representatives.
Stifel, Nicolaus & Company, Incorporated advisors in Santa Barbara, A to Z
Every Stifel, Nicolaus & Company, Incorporated advisor →- Dennis W. BoneckAlso a broker rep
- Larry P. HarteckAlso a broker rep
- Stephen C. KallyCertified Financial Planner · Also a broker rep
- Marie A. RutherfordAlso a broker rep
- Mark A. StrongCertified Financial Planner · Also a broker rep
- John M. Van DongeAlso a broker rep
- Sydney Walker IVCertified Financial Planner · Also a broker rep
Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Stifel, Nicolaus & Company, Incorporated advisors in other cities
St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27
Other firms in Santa Barbara
All Santa Barbara advisors →Mission Wealth Management, LP 46Wells Fargo Clearing Services, LLC 41Morgan Stanley 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 23Centaurus Financial, Inc. 12LPL Financial LLC 12Strategic Advisers LLC 12UBS Financial Services Inc. 12Cerity Partners LLC 11Avalan, LLC 10Painted Porch Advisors LLC 10Channel Wealth, LLC 9
Questions
How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Santa Barbara?
7 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Santa Barbara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 3 list the CFP designation and 7 are also registered as broker representatives.
Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Santa Barbara?
Stifel, Nicolaus & Company, Incorporated ranks number 16 in Santa Barbara by registered advisors; Mission Wealth Management, LP has the most, with 46.
How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Santa Barbara?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.