Adviser and broker representative · Sanctuary Advisors, LLC
Antonia M. La Rocca
CRD 2664713 · Santa Barbara, CA
At a glance
Antonia M. La Rocca is an investment adviser representative with Sanctuary Advisors, LLC in Santa Barbara, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Antonia’s SEC record dates to 2000, about 26 years ago. Antonia is also registered as a broker representative.
Current advisory firm
- Sanctuary Advisors, LLCSince April 2022Santa Barbara, CA · $35B in regulatory assets
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Antonia’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Sanctuary Advisors, LLC
- Nicole A. GarfiasSanta Barbara
- Shweta Nand AgarwalSpringfield · Certified Financial Planner
- Robert F. AlatiMiami
- Michael W. AlexanderHouston
- William A. AlvisDiboll
- Basel AlwawiChicago
- Laura M. AnackerBayville
- Katrina R. AngellPhoenix
Every advisor at Sanctuary Advisors, LLC →Sanctuary Advisors, LLC: assets, clients and custodians →Financial advisors in Santa Barbara, CA →Advisor Moves: who changed firms this week →