Adviser and broker representative · Filippini Investment Advisory
Iaian L. Filippini
CRD 4708877 · Santa Barbara, CA
At a glance
Iaian L. Filippini is an investment adviser representative with Filippini Investment Advisory in Santa Barbara, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Iaian’s SEC record dates to 2004, about 22 years ago. Iaian is also registered as a broker representative.
Current advisory firm
- Filippini Investment AdvisorySince December 2016Santa Barbara, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Iaian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Filippini Investment Advisory
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