Financial ADVSR advisor directory · SEC adviser records
RBC Securities, Inc. financial advisors in La Jolla, CA
Every SEC-registered investment adviser representative at a RBC Securities, Inc. office in La Jolla, A to Z.
The short answer
3 registered advisors work at RBC Securities, Inc. in La Jolla, out of 115 at the firm nationwide; it ranks number 31 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
RBC Securities, Inc. advisors in La Jolla, A to Z
Every RBC Securities, Inc. advisor →- Richard G. EngbrechtAlso a broker rep
- Dontae S. Kennedy-HarrisonAlso a broker rep
- Nora KouzaAlso a broker rep
RBC Securities, Inc. advisors in every city and state →RBC Securities, Inc.: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Securities, Inc. advisors in other cities
Los Angeles, CA 43New York, NY 21Irvine, CA 9Beverly Hills, CA 7San Francisco, CA 6Torrance, CA 6Las Vegas, NV 3Solana Beach, CA 3Pasadena, CA 2Washington, DC 2Atherton, CA 1Covina, CA 1La Palma, CA 1Montecito, CA 1North Hollywood, CA 1
Other firms in La Jolla
All La Jolla advisors →Morgan Stanley 67Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Alphacore Capital LLC 43Wells Fargo Clearing Services, LLC 40UBS Financial Services Inc. 36LPL Financial LLC 25Charles Schwab & Co., Inc. 16Brandes Investment Partners, LP 14Osaic Wealth, Inc. 11Integrated Wealth Concepts LLC 10J.P. Morgan Securities LLC 9Wells Fargo Advisors Financial Network, LLC 9
Questions
How many financial advisors does RBC Securities, Inc. have in La Jolla?
3 investment adviser representatives are registered at RBC Securities, Inc. offices in La Jolla, California, according to the SEC's Investment Adviser Public Disclosure records, out of 115 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is RBC Securities, Inc. one of the largest advisor employers in La Jolla?
RBC Securities, Inc. ranks number 31 in La Jolla by registered advisors; Morgan Stanley has the most, with 67.
How do I check a RBC Securities, Inc. advisor in La Jolla?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.