Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Montecito, CA
Every SEC-registered investment adviser representative at a firm office in Montecito, with the firms that employ the most of them.
The short answer
30 registered advisors work in Montecito; the most are at Morgan Stanley (11). 5 list the CFP designation and 21 are also registered broker representatives.
Firms with the most advisors in Montecito
| Firm | Advisors in Montecito |
|---|---|
| Morgan Stanley news | 11 |
| Osaic Wealth, Inc. news | 3 |
| Harbor Hills Financial Advisors | 2 |
| LPL Financial LLC news | 2 |
| Manchester Capital Management LLC | 2 |
| RBC Securities, Inc. news | 2 |
| Santa Barbara Management | 2 |
| Bird Capital Group, Inc. | 1 |
| Prime Source Enterprises, Inc. | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| Soho Financial Services LLC | 1 |
| U.S. Bancorp Advisors, LLC | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Montecito, A to Z
CFP advisors in Montecito →- Marcos AlvaroHarbor Hills Financial Advisors
- Richard A. BirdBird Capital Group, Inc.
- Jeanine J. BurfordMorgan Stanley
- Jerrad D. BurfordMorgan Stanley
- Michelle-Marie J. BurmesterLPL Financial LLC
- Armando CamposWells Fargo Clearing Services, LLC
- Carly R. GlasnowSanta Barbara Management
- James J. HallmanMorgan Stanley
- Lashawn C. HayesMorgan Stanley
- Mitchell E. KauffmanRaymond James Financial Services Advisors, Inc.
- Murray I. KerdmanPrime Source Enterprises, Inc.
- Philip T. KirshmanManchester Capital Management LLC · Certified Financial Planner, Chartered Financial Analyst
- Karla N. LynnMorgan Stanley
- Roy MartinezRBC Securities, Inc.
- Michael C. MontgomeryMorgan Stanley
- Christopher J. O'ConnorU.S. Bancorp Advisors, LLC
- Amber K. OrtizRBC Securities, Inc. · Certified Financial Planner
- Jeffry L. PittmanLPL Financial LLC
- Frederick M. PrzekopMorgan Stanley · Chartered Financial Analyst
- Anthony C. PurperoHarbor Hills Financial Advisors
- Alexander J. PuziolManchester Capital Management LLC
- Norman T. RobertsonMorgan Stanley · Certified Financial Planner
- Ethan ShultzMorgan Stanley
- Patricia F. TonerOsaic Wealth, Inc. · Certified Financial Planner
- William T. TonerOsaic Wealth, Inc. · Certified Financial Planner
- William T. Toner Jr.Osaic Wealth, Inc.
- Frank T. TroiseSoho Financial Services LLC
- Gustav M. VikSanta Barbara Management
- Amy L. WardMorgan Stanley
- Brett D. ZylstraMorgan Stanley
Other cities in California
All of California →San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341
Questions
How many financial advisors are in Montecito, CA?
30 investment adviser representatives are registered at firm offices in Montecito, California, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 5 list the CFP designation.
Which firm has the most financial advisors in Montecito?
Morgan Stanley, with 11 registered advisors in Montecito, followed by Osaic Wealth, Inc. with 3.
How do I check a financial advisor in Montecito?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.