Chief Operating Officer · Santa Barbara Management
Gustav M. Vik
CRD 6081676 · Named on Form ADV at one SEC-registered adviser
At a glance
Santa Barbara Management, an SEC-registered wealth manager based in Chicago, IL with $530 million in regulatory assets, lists Gustav M. Vik on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Santa Barbara ManagementChief Operating OfficerWealth manager · Chicago, IL · $530M in regulatory assets
AtlasMembers
Gustav’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brett W. PohlChief Compliance Officer, Santa Barbara Management
- Kinshuk D. RajanChief Investment Officer & Head of Strategic Finance, Santa Barbara Management
- Robert D. Casey IIICEO, Santa Barbara Management
- Elizabeth C. FrancisChief Client Officer, Santa Barbara Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gustav’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.