Chief Compliance Officer · Total Investment Management, Inc.
Brett W. Pohl
CRD 5896497 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Total Investment Management, Inc., an SEC-registered wealth manager based in Scottsdale, AZ with $1.4 billion in regulatory assets, lists Brett W. Pohl on its Form ADV as Chief Compliance Officer. The SEC filings also name Brett at 4 other registered advisers.
Firms and roles
- Total Investment Management, Inc.Chief Compliance OfficerWealth manager · Scottsdale, AZ · $1.4B in regulatory assets
- Plan Group Financial, Inc.Chief Compliance OfficerWealth manager · Oklahoma City, OK · $690M in regulatory assets
- Thrive Capital Management, LLCChief Compliance OfficerWealth manager · Fort Washington, PA · $657M in regulatory assets
- Santa Barbara ManagementChief Compliance OfficerWealth manager · Chicago, IL · $530M in regulatory assets
- Retirement Consulting Group, Inc.Chief Compliance OfficerAsset manager · Lake Oswego, OR · $457M in regulatory assets
AtlasMembers
Brett’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- John E. FosterChairman, Total Investment Management, Inc.
- Todd M. FosterChief Executive Officer, Total Investment Management, Inc.
- Douglas R. ClaycombPresident, Plan Group Financial, Inc.
- Cody O. WheelerDirector of Operations, Plan Group Financial, Inc.
- David BezarManaging Director, Thrive Capital Management, LLC
8 more people named with Brett on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.