Asset manager · Lake Oswego, OR
Retirement Consulting Group, Inc.
SEC-registered investment adviser · CRD 311184 · SEC 801-119724
At a glance
Retirement Consulting Group, Inc. is an SEC-registered investment adviser based in Lake Oswego, Oregon, with $457 million in regulatory assets under management as of its Form ADV filed March 11, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 73 individual clients. By Form ADV it is a asset manager, ranked 1,729th of 3,218 asset managers and 8,196th of 17,210 SEC-registered advisers by assets.
Main office 503-225-1700retirementconsulting.comAs filed on Form ADV
- Regulatory AUM
- $457M
- Rank among asset managers
- #1,729 of 3,218
- Rank among all SEC RIAs
- #8,196 of 17,210
- Rank in Oregon
- #66 of 156
- Individual clients
- 73
- High-net-worth clients
- 40
- Accounts
- 192
- Discretionary
- 97% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- John H. UptonPresident
- Brett W. PohlChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 10 | $328M | 72% |
| High-net-worth individuals | 40 | $104M | 23% |
| Individuals | 33 | $15M | 3% |
| Charitable organizations | 2 | $9M | 2% |
| Banking or thrift institutions | 1 | $1M | <1% |
Disciplinary disclosures
Retirement Consulting Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗retirementconsulting.com ↗
AtlasMembers
The full record on Retirement Consulting Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 990 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Retirement Consulting Group, Inc. manage?
Retirement Consulting Group, Inc. reports $457 million in regulatory assets under management across 192 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 11, 2026.
What kind of firm is Retirement Consulting Group, Inc.?
Retirement Consulting Group, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Retirement Consulting Group, Inc.’s clients?
By assets, its largest client types are pension and profit sharing plans ($328 million, 10 clients); high-net-worth individuals ($104 million, 40 clients); individuals ($15 million, 33 clients).
Does Retirement Consulting Group, Inc. have any disciplinary history?
Retirement Consulting Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Retirement Consulting Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →