Chief Client Officer · Santa Barbara Management
Elizabeth C. Francis
CRD 8083501 · Named on Form ADV at one SEC-registered adviser
At a glance
Santa Barbara Management, an SEC-registered wealth manager based in Chicago, IL with $530 million in regulatory assets, lists Elizabeth C. Francis on its Form ADV as Chief Client Officer, a control person.
Firms and roles
- Santa Barbara ManagementChief Client OfficerWealth manager · Chicago, IL · $530M in regulatory assets
AtlasMembers
Elizabeth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brett W. PohlChief Compliance Officer, Santa Barbara Management
- Kinshuk D. RajanChief Investment Officer & Head of Strategic Finance, Santa Barbara Management
- Robert D. Casey IIICEO, Santa Barbara Management
- Gustav M. VikChief Operating Officer, Santa Barbara Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.