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Financial ADVSR advisor directory · SEC adviser records

RBC Securities, Inc. financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a RBC Securities, Inc. office in Los Angeles, A to Z.

The short answer

49 registered advisors work at RBC Securities, Inc. in Los Angeles, out of 115 at the firm nationwide; it ranks number 13 in the city by advisors. 7 list the CFP designation and 48 are also registered broker representatives.

RBC Securities, Inc. advisors in Los Angeles, A to Z

Every RBC Securities, Inc. advisor →

RBC Securities, Inc. advisors in every city and state →RBC Securities, Inc.: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Securities, Inc. advisors in other cities

New York, NY 21Irvine, CA 9Beverly Hills, CA 7San Francisco, CA 6Torrance, CA 6La Jolla, CA 3Las Vegas, NV 3Solana Beach, CA 3Pasadena, CA 2Washington, DC 2Atherton, CA 1Covina, CA 1La Palma, CA 1Montecito, CA 1North Hollywood, CA 1

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does RBC Securities, Inc. have in Los Angeles?

49 investment adviser representatives are registered at RBC Securities, Inc. offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 115 nationwide. 7 list the CFP designation and 48 are also registered as broker representatives.

Is RBC Securities, Inc. one of the largest advisor employers in Los Angeles?

RBC Securities, Inc. ranks number 13 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a RBC Securities, Inc. advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.