Adviser and broker representative · Independent Financial Group, LLC
Gurvinder K. Aujla
CRD 4725124 · San Jose, CA
At a glance
Gurvinder K. Aujla is an investment adviser representative with Independent Financial Group, LLC in San Jose, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Gurvinder’s SEC record dates to 2006, about 20 years ago. Gurvinder is also registered as a broker representative.
Current advisory firm
- Independent Financial Group, LLCSince September 2024San Jose, CA · $13B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Gurvinder’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 7 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.