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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Independent Financial Group, LLC financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in San Jose, A to Z.

The short answer

4 registered advisors work at Independent Financial Group, LLC in San Jose, out of 439 at the firm nationwide; it ranks number 36 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Independent Financial Group, LLC advisors in San Jose, A to Z

Every Independent Financial Group, LLC advisor →

Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Financial Group, LLC advisors in other cities

San Diego, CA 68San Juan Capistrano, CA 11Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Henderson, NV 6Sacramento, CA 6Saint Louis, MO 6Carlsbad, CA 5Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4Pasadena, CA 4

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18

Questions

How many financial advisors does Independent Financial Group, LLC have in San Jose?

4 investment adviser representatives are registered at Independent Financial Group, LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Independent Financial Group, LLC one of the largest advisor employers in San Jose?

Independent Financial Group, LLC ranks number 36 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Independent Financial Group, LLC advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.