Financial ADVSR advisor directory · SEC adviser records
Independent Financial Group, LLC financial advisors in Pasadena, CA
Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in Pasadena, A to Z.
The short answer
4 registered advisors work at Independent Financial Group, LLC in Pasadena, out of 439 at the firm nationwide; it ranks number 45 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
Independent Financial Group, LLC advisors in Pasadena, A to Z
Every Independent Financial Group, LLC advisor →- John J. Almaguer Jr.Also a broker rep
- Suzette LawrenceAlso a broker rep
- Julie ShenAlso a broker rep
- Marsha L. WilliamsAlso a broker rep
Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Financial Group, LLC advisors in other cities
San Diego, CA 68San Juan Capistrano, CA 11Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Henderson, NV 6Sacramento, CA 6Saint Louis, MO 6Carlsbad, CA 5Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4San Jose, CA 4
Other firms in Pasadena
All Pasadena advisors →Morgan Stanley 133Merrill Lynch, Pierce, Fenner & Smith Incorporated 124Wedbush Securities Inc. 66Wells Fargo Clearing Services, LLC 64UBS Financial Services Inc. 59LPL Financial LLC 49Cetera Investment Advisers LLC 44J.P. Morgan Securities LLC 43Strategic Advisers LLC 35Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 22Clifford Swan Investment Counselors 16
Questions
How many financial advisors does Independent Financial Group, LLC have in Pasadena?
4 investment adviser representatives are registered at Independent Financial Group, LLC offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is Independent Financial Group, LLC one of the largest advisor employers in Pasadena?
Independent Financial Group, LLC ranks number 45 in Pasadena by registered advisors; Morgan Stanley has the most, with 133.
How do I check a Independent Financial Group, LLC advisor in Pasadena?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.