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Financial ADVSR advisor directory · SEC adviser records

Independent Financial Group, LLC financial advisors in Carlsbad, CA

Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in Carlsbad, A to Z.

The short answer

5 registered advisors work at Independent Financial Group, LLC in Carlsbad, out of 439 at the firm nationwide; it ranks number 18 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Independent Financial Group, LLC advisors in Carlsbad, A to Z

Every Independent Financial Group, LLC advisor →

Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Financial Group, LLC advisors in other cities

San Diego, CA 68San Juan Capistrano, CA 11Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Henderson, NV 6Sacramento, CA 6Saint Louis, MO 6Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4Pasadena, CA 4San Jose, CA 4

Other firms in Carlsbad

All Carlsbad advisors →

Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9

Questions

How many financial advisors does Independent Financial Group, LLC have in Carlsbad?

5 investment adviser representatives are registered at Independent Financial Group, LLC offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Independent Financial Group, LLC one of the largest advisor employers in Carlsbad?

Independent Financial Group, LLC ranks number 18 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.

How do I check a Independent Financial Group, LLC advisor in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.