Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Carlsbad, A to Z.
The short answer
15 registered advisors work at Osaic Wealth, Inc. in Carlsbad, out of 7,287 at the firm nationwide; it ranks number 6 in the city by advisors. 2 list the CFP designation and 14 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Carlsbad, A to Z
Every Osaic Wealth, Inc. advisor →- William E. BishoffCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Sean F. BoylanAlso a broker rep
- Kelley J. BraaksmaAlso a broker rep
- Brandon K. CassAlso a broker rep
- John H. HeilAlso a broker rep
- Jakob HollingshausAlso a broker rep
- Thomas R. HurtAlso a broker rep
- James J. LindsayAlso a broker rep
- Jaclyn P. MazurCertified Financial Planner · Also a broker rep
- Richard G. NolanAlso a broker rep
- Hunter D. OtjenAlso a broker rep
- Edward W. QuinlanChartered Financial Consultant · Also a broker rep
- Robert A. SantorielloAlso a broker rep
- Abigail ValentineInvestment adviser rep
- Andrew WortmanAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Carlsbad
All Carlsbad advisors →Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9D.A. Davidson & Co. 9
Questions
How many financial advisors does Osaic Wealth, Inc. have in Carlsbad?
15 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 2 list the CFP designation and 14 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Carlsbad?
Osaic Wealth, Inc. ranks number 6 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.
How do I check a Osaic Wealth, Inc. advisor in Carlsbad?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.