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Financial ADVSR advisor directory · SEC adviser records

D.A. Davidson & Co. financial advisors in Carlsbad, CA

Every SEC-registered investment adviser representative at a D.A. Davidson & Co. office in Carlsbad, A to Z.

9 registered advisors work at D.A. Davidson & Co. in Carlsbad, out of 664 at the firm nationwide; it ranks number 13 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

D.A. Davidson & Co. advisors in Carlsbad, A to Z

Every D.A. Davidson & Co. advisor →

D.A. Davidson & Co. advisors in every city and state →D.A. Davidson & Co.: assets, clients and custodians →Advisor Moves: who changed firms this week →

D.A. Davidson & Co. advisors in other cities

Seattle, WA 54Great Falls, MT 35Bozeman, MT 28Omaha, NE 28Spokane, WA 19Lincoln, NE 18Missoula, MT 17Bellevue, WA 16Medford, OR 15Roseville, CA 15Boise, ID 14Helena, MT 14Kalispell, MT 14Lake Oswego, OR 14Coeur D'Alene, ID 12

Other firms in Carlsbad

All Carlsbad advisors →

Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9

Questions

How many financial advisors does D.A. Davidson & Co. have in Carlsbad?

9 investment adviser representatives are registered at D.A. Davidson & Co. offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 664 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is D.A. Davidson & Co. one of the largest advisor employers in Carlsbad?

D.A. Davidson & Co. ranks number 13 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.

How do I check a D.A. Davidson & Co. advisor in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the D.A. Davidson & Co. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.