Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Carlsbad, A to Z.
The short answer
34 registered advisors work at LPL Financial LLC in Carlsbad, out of 21,094 at the firm nationwide; it ranks number 2 in the city by advisors. 4 list the CFP designation and 34 are also registered broker representatives.
LPL Financial LLC advisors in Carlsbad, A to Z
Every LPL Financial LLC advisor →- Kimberly BillerAlso a broker rep
- Izabela B. BorkowskaAlso a broker rep
- Douglas W. ColeAlso a broker rep
- Timothy ColeAlso a broker rep
- Bryan A. DiazAlso a broker rep
- Celia K. GarciaAlso a broker rep
- Pamela J. GivensAlso a broker rep
- Ria GostAlso a broker rep
- Ross B. HansenCertified Financial Planner · Also a broker rep
- Scott R. HemerickAlso a broker rep
- Gregg F. HimfarAlso a broker rep
- Nicholas J. IammarinoCertified Financial Planner · Also a broker rep
- Nadia M. KleinAlso a broker rep
- David R. KlenskeAlso a broker rep
- Victor A. KobyAlso a broker rep
- Troy R. KoepplinAlso a broker rep
- Mark A. KohnAlso a broker rep
- Steven K. KroghCertified Financial Planner · Also a broker rep
- Jacob T. MargozewitzAlso a broker rep
- Kevin W. McBarronAlso a broker rep
- Ryan J. MenkerAlso a broker rep
- Kelly M. MorrisAlso a broker rep
- Robert R. NachtsheimCertified Financial Planner · Also a broker rep
- Asako OkumaAlso a broker rep
- Steven F. RichardsAlso a broker rep
- Jennifer L. SchroederAlso a broker rep
- Jason M. SnowAlso a broker rep
- Michael S. SorensonAlso a broker rep
- Alan J. SweetenAlso a broker rep
- Shane P. TerryAlso a broker rep
- Mark K. VigilAlso a broker rep
- Christine I. WaleAlso a broker rep
- Christopher D. WellsAlso a broker rep
- Colin W. WrenAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Carlsbad
All Carlsbad advisors →Morgan Stanley 46Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9D.A. Davidson & Co. 9
Questions
How many financial advisors does LPL Financial LLC have in Carlsbad?
34 investment adviser representatives are registered at LPL Financial LLC offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 4 list the CFP designation and 34 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Carlsbad?
LPL Financial LLC ranks number 2 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.
How do I check a LPL Financial LLC advisor in Carlsbad?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.