Financial ADVSR advisor directory · SEC adviser records
Independent Financial Group, LLC financial advisors in San Juan Capistrano, CA
Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in San Juan Capistrano, A to Z.
The short answer
11 registered advisors work at Independent Financial Group, LLC in San Juan Capistrano, out of 439 at the firm nationwide; it ranks number 1 in the city by advisors. 4 list the CFP designation and 11 are also registered broker representatives.
Independent Financial Group, LLC advisors in San Juan Capistrano, A to Z
Every Independent Financial Group, LLC advisor →- Jesse C. CoxAlso a broker rep
- Jeff D. FisherAlso a broker rep
- Nesrin Guner MannAlso a broker rep
- David K. HanschCertified Financial Planner · Also a broker rep
- Haynes L. Kendall Jr.Certified Financial Planner · Also a broker rep
- Angela M. LordAlso a broker rep
- Charles MannAlso a broker rep
- Maximilian C. MannCertified Financial Planner · Also a broker rep
- Grant D. PrescottCertified Financial Planner · Also a broker rep
- Peter D. PrescottPersonal Financial Specialist · Also a broker rep
- Chad W. SchielAlso a broker rep
Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Financial Group, LLC advisors in other cities
San Diego, CA 66Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Sacramento, CA 6Saint Louis, MO 6Carlsbad, CA 5Las Vegas, NV 5Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4Honolulu, HI 4Pasadena, CA 4
Other firms in San Juan Capistrano
All San Juan Capistrano advisors →Edward Jones 6LPL Financial LLC 5Raymond James Financial Services Advisors, Inc. 4MML Investors Services, LLC 3Optivest, Inc. 3
Questions
How many financial advisors does Independent Financial Group, LLC have in San Juan Capistrano?
11 investment adviser representatives are registered at Independent Financial Group, LLC offices in San Juan Capistrano, California, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 4 list the CFP designation and 11 are also registered as broker representatives.
Is Independent Financial Group, LLC one of the largest advisor employers in San Juan Capistrano?
Independent Financial Group, LLC ranks number 1 in San Juan Capistrano by registered advisors, ahead of Edward Jones (6).
How do I check a Independent Financial Group, LLC advisor in San Juan Capistrano?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.