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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Juan Capistrano, CA

Every SEC-registered investment adviser representative at a firm office in San Juan Capistrano, with the firms that employ the most of them.

74 registered advisors work in San Juan Capistrano; the most are at Independent Financial Group, LLC (11). 13 list the CFP designation and 57 are also registered broker representatives.

Firms with the most advisors in San Juan Capistrano

FirmAdvisors in San Juan Capistrano
Independent Financial Group, LLC11
LPL Financial LLC news6
Edward Jones news5
Raymond James Financial Services Advisors, Inc. news4
Optivest, Inc.3
Strategic Advisers LLC3
Capital Financial Consultants Group, Inc.2
Cetera Investment Advisers LLC news2
Hightower Advisors, LLC news2
J.P. Morgan Securities LLC news2
Lsl Financial Services, LLC2
MML Investors Services, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Institutions, Inc. news2
Professional Financial Advisors Inc.2
Tucker Asset Management LLC2
Ameriprise Financial Services, LLC news1
Baker Jensen Investment Advisors, LLC1
Cambridge Investment Research Advisors, Inc. news1
Captrust news1
Cdfinancial1
Centaurus Financial, Inc.1
Cooper McManus1
Doll Capital Advisors Incorporated1
Earned Wealth Advisors, LLC1

Advisors in San Juan Capistrano, A to Z

CFP advisors in San Juan Capistrano →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in San Juan Capistrano, CA?

74 investment adviser representatives are registered at firm offices in San Juan Capistrano, California, according to the SEC's Investment Adviser Public Disclosure records. 57 of them are also registered as broker representatives, and 13 list the CFP designation.

Which firm has the most financial advisors in San Juan Capistrano?

Independent Financial Group, LLC, with 11 registered advisors in San Juan Capistrano, followed by LPL Financial LLC with 6.

How do I check a financial advisor in San Juan Capistrano?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.