Managing Member · Ocean Park Asset Management, LLC
Kenneth L. Sleeper
CRD 1238247 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Ocean Park Asset Management, LLC, an SEC-registered asset manager based in Santa Monica, CA with $3.9 billion in regulatory assets, lists Kenneth L. Sleeper on its Form ADV as Managing Member, a control person. The SEC filings also name Kenneth at 1 other registered adviser.
Firms and roles
- Ocean Park Asset Management, LLCManaging MemberAsset manager · Santa Monica, CA · $3.9B in regulatory assets
- Sierra Investment Management, LLCManaging MemberWealth manager · Santa Monica, CA · $361M in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- David C. WrightManaging Member, Ocean Park Asset Management, LLC
- Albert G. SchweissChief Executive Officer, Ocean Park Asset Management, LLC
- Kristine J. StromeyerChief Operating Officer, Ocean Park Asset Management, LLC
- Vanda S. FreesmanChief Marketing Officer, Ocean Park Asset Management, LLC
- Erik W. MorrisChief Compliance Officer, Ocean Park Asset Management, LLC
3 more people named with Kenneth on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.