Chief Compliance Officer · East West Wealth Advisors LLC
Connie Chang
CRD 8273280 · Named on Form ADV at one SEC-registered adviser
At a glance
East West Wealth Advisors LLC, an SEC-registered asset manager based in Pasadena, CA with $0 in regulatory assets, lists Connie Chang on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- East West Wealth Advisors LLCChief Compliance OfficerAsset manager · Pasadena, CA · $0M in regulatory assets
AtlasMembers
Connie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Douglas P. KrausePresident, East West Wealth Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Connie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.