Broker-dealer firm · New York, NY
Citigroup Global Markets Inc.
SEC-registered investment adviser · CRD 7059 · SEC 801-3387
At a glance
Citigroup Global Markets Inc. is an SEC-registered investment adviser based in New York, New York, with $56.0 billion in regulatory assets under management as of its Form ADV filed September 10, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 58,096 individual clients. By Form ADV it is a broker-dealer firm, ranked 25th of 391 broker-dealer firms and 398th of 17,210 SEC-registered advisers by assets.
Main office 212-816-6000citigroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $56B
- Rank among broker-dealer firms
- #25 of 391
- Rank among all SEC RIAs
- #398 of 17,210
- Rank in New York
- #106 of 2,591
- Individual clients
- 58,096
- High-net-worth clients
- 23,441
- Accounts
- 59,757
- Discretionary
- 62% of AUM
- Employees
- 7,036
- Advisory staff
- 4,078
- Offices
- 595
Owners and executives on its Form ADV
- Adam Reid MeshelCo-General Counsel
- Robert Francis KleinCo-General Counsel
- Dina VarousDirector/ceo/president/chairwoman
- Cyrus Begley III RichardsonChief Compliance Officer
- Christopher BarrattChief Operations Officer/principal Operations Officer (finop)
- Robert James ColeChief Compliance Officer - Investment Advisory Business
- Michael AgnelloChief Financial Officer
- Nikhil JoshiDirector
- Keith David GlenfieldDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Citigroup Global Markets Inc. is a hybrid RIA: 5,004 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Bank Handlowy W Warszawie S.A. (poland), Citi Mexico Casa De Bolsa, S.A. De C.v., Grupo Financiero Citi Mexico, Citi Private Alternatives, LLC, Citibanamex Casa De Bolsa, S.A. De C.v., Casa De Bolsa, Integrante Del Grupo Fianaciero Citibanamex, Citibank (switzerland) AG, Citibank Canada Investment Funds Limited, Citicorp Merchant Bank Limited, Citicorp Securities Services, Inc., Citigroup Global Markets Asia Limited, Citigroup Global Markets Australia PTY Limited, Citigroup Global Markets Brasil, Corretora De Cambio Titulos E Valores Mobiliarios S.A., Citigroup Global Markets Canada Inc., Citigroup Global Markets Europe AG, Citigroup Global Markets India Private Limited, Citigroup Global Markets Japan Inc, Citigroup Global Markets Korea Securities LTD., Citigroup Global Markets Limited, Citigroup Global Markets Malaysia SDN. BHD, Citigroup Global Markets Singapore PTE LTD., Citigroup Global Markets Singapore Securities PTE LTD, Citigroup Global Markets Taiwan Securities Company Limited, Citigroup Saudi Arabia, Citinversiones De Titulos Y Valores, S. A. (puesto De Bolsa Afiliado A La Bolsa De Valores De La Republica Dominicana), Citivalores S.A. and Citivalores S.A. Comisionista De Bolsa.
- Bank Handlowy W Warszawie S.A. (poland)
- Citi Mexico Casa De Bolsa, S.A. De C.v., Grupo Financiero Citi Mexico
- Citi Private Alternatives, LLC ↗CRD 153777
- Citibanamex Casa De Bolsa, S.A. De C.v., Casa De Bolsa, Integrante Del Grupo Fianaciero Citibanamex
- Citibank (switzerland) AG
- Citibank Canada Investment Funds Limited
- Citicorp Merchant Bank Limited
- Citicorp Securities Services, Inc. ↗CRD 15387
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
- Citigroup Global Markets Asia Limited
- Citigroup Global Markets Australia PTY Limited
- Citigroup Global Markets Brasil, Corretora De Cambio Titulos E Valores Mobiliarios S.A.
- Citigroup Global Markets Canada Inc.
- Citigroup Global Markets Europe AG
- Citigroup Global Markets India Private Limited
- Citigroup Global Markets Japan Inc
- Citigroup Global Markets Korea Securities LTD.
- Citigroup Global Markets Limited
- Citigroup Global Markets Malaysia SDN. BHD
- Citigroup Global Markets Singapore PTE LTD.
- Citigroup Global Markets Singapore Securities PTE LTD
- Citigroup Global Markets Taiwan Securities Company Limited
- Citigroup Saudi Arabia
- Citinversiones De Titulos Y Valores, S. A. (puesto De Bolsa Afiliado A La Bolsa De Valores De La Republica Dominicana)
- Citivalores S.A.
- Citivalores S.A. Comisionista De Bolsa
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 23,441 | $32B | 57% |
| Individuals | 34,655 | $9.5B | 17% |
| Corporations or other businesses | 1,512 | $6.7B | 12% |
| Pooled investment vehicles | 26 | $3.0B | 5% |
| State or municipal government entities | 11 | $2.8B | 5% |
| Pension and profit sharing plans | 41 | $1.5B | 3% |
| Charitable organizations | 143 | $509M | <1% |
Disciplinary disclosures
Citigroup Global Markets Inc. answers yes to 176 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Security ratings or pricing
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗citigroup.com ↗Citigroup Global Markets Inc. news and profile →
AtlasMembers
The full record on Citigroup Global Markets Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 27 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 7Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Citigroup Global Markets Inc. manage?
Citigroup Global Markets Inc. reports $56.0 billion in regulatory assets under management across 59,757 accounts, 62% of it on a discretionary basis, on its Form ADV filed September 10, 2026.
What kind of firm is Citigroup Global Markets Inc.?
Citigroup Global Markets Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Citigroup Global Markets Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($32.0 billion, 23,441 clients); individuals ($9.5 billion, 34,655 clients); corporations or other businesses ($6.7 billion, 1,512 clients).
Does Citigroup Global Markets Inc. have any disciplinary history?
Citigroup Global Markets Inc. answers yes to 176 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Citigroup Global Markets Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →