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Chief Compliance Officer - Investment Advisory Business · Citigroup Global Markets Inc.

Robert James Cole

CRD 6439548 · Named on Form ADV at one SEC-registered adviser

At a glance

Citigroup Global Markets Inc., an SEC-registered broker-dealer firm based in New York, NY with $56.0 billion in regulatory assets, lists Robert James Cole on its Form ADV as Chief Compliance Officer - Investment Advisory Business, a control person.

Firms and roles

  • Citigroup Global Markets Inc.Chief Compliance Officer - Investment Advisory BusinessBroker-dealer firm · New York, NY · $56B in regulatory assets

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.