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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Walnut Creek, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Walnut Creek, A to Z.

The short answer

18 registered advisors work at RBC Capital Markets, LLC in Walnut Creek, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 2 list the CFP designation and 18 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Walnut Creek, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Walnut Creek

All Walnut Creek advisors →

Wells Fargo Clearing Services, LLC 128Morgan Stanley 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 83UBS Financial Services Inc. 57Strategic Advisers LLC 40Ameriprise Financial Services, LLC 35J.P. Morgan Securities LLC 35LPL Financial LLC 30Destination Wealth Management 27Earned Wealth Advisors, LLC 27Charles Schwab & Co., Inc. 24MML Investors Services, LLC 23

Questions

How many financial advisors does RBC Capital Markets, LLC have in Walnut Creek?

18 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Walnut Creek, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 18 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Walnut Creek?

RBC Capital Markets, LLC ranks number 15 in Walnut Creek by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 128.

How do I check a RBC Capital Markets, LLC advisor in Walnut Creek?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.